In-House Solicitor - Compliance & Risk
Location: Cardiff (Hybrid)
Salary: Dependant on experience, up to 60k
A well-regarded UK law firm is seeking a qualified solicitor to join its Compliance and Risk team. This is a unique opportunity for an experienced legal professional to support the firm across a wide spectrum of internal legal and regulatory matters, including client complaints, professional indemnity notifications, data protection compliance, and anti-money laundering procedures.
Working closely with the senior leadership team, this role will play a pivotal part in safeguarding regulatory standards and helping the firm navigate complex legal issues with confidence and consistency.
The Firm's Culture This firm is proud of its progressive and collaborative working environment, where professionals at all levels are supported to grow, innovate, and make a difference. With a strong presence across the UK, they remain deeply connected to the communities they serve and the causes they support.
Whether it's challenging injustice, protecting business interests, or contributing to meaningful pro bono initiatives, this is a firm committed to being a force for good. Their people-first approach underpins their values and drives a dynamic workplace culture rooted in purpose, balance, and impact.
What You Will Be Doing As A In-House Solicitor - Compliance & Risk Oversee the end-to-end management of client concerns, in line with the firm's formal complaints process
Liaise with internal stakeholders and complainants to assess, investigate and resolve matters sensitively and thoroughly
Maintain accurate complaints records and assist with communications involving the Legal Ombudsman where necessary
Review and respond to incidents or risks of professional negligence
Offer guidance on appropriate procedures, including pre-action strategies and conflict checks
Collaborate with insurers, internal departments, and external advisers to manage and mitigate risk
Ensure up-to-date documentation and reporting on professional indemnity matters
Provide advice across the business on data protection obligations under UK GDPR
Support internal teams with subject access requests, breach investigations, DPIAs, and regulatory reporting
Contribute to the development and review of internal data protection policies and training resources
Act as a Deputy Money Laundering Reporting Officer (DMLRO), supporting the MLRO on internal Suspicious Activity Reports (SARs) and external disclosures
Respond to AML queries from staff and law enforcement, and support firm-wide systems to ensure compliance with financial crime legislation
Collaborate on preparing for regulatory audits and maintaining compliance with sanctions, bribery, and terrorism financing controls
The Experience You Will Have As A In-House Solicitor - Compliance & Risk UK-qualified Solicitor with experience in compliance, regulation, or professional indemnity
Strong understanding of professional conduct rules, conflicts of interest, and SRA requirements
Working knowledge of data protection legislation (UK GDPR)
Proven ability to handle sensitive or complex legal issues with diplomacy and commercial awareness
Excellent communication and relationship-building skills across all levels of an organisation
Comfortable managing competing deadlines and working both autonomously and as part of a team
Benefits Snapshot 25 days' holiday (plus bank holidays)
Birthday day off
2 CSR days per year
Pension scheme and death in service cover
Employee Assistance Programme (EAP)
Paid professional fees (role-dependent)
Local discount schemes
Hybrid working flexibility
Staff referral incentives
If you are interested in this role, please contact Nicole Smith- Managing Consultant.
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