Responsibilities
:
›Demonstrate proficiency in understanding the financial industry and related risks.
›Act as a role model and mentor for senior and staff auditors.
›Stay current on market conditions, regulations, SEI products, and services.
›Adhere to all relevant regulatory requirements and compliance expectations.
›Participate in annual risk assessment and audit plan development.
›Foster a positive work environment that encourages open communication among team members.
›Develop project management skills to ensure smooth execution of audit projects.
›Demonstrate knowledge of business processes and related skills.
›Identify areas of business risk, technical problems, and opportunities to improve internal processes.
›Conduct audits to assess the effectiveness of controls, accuracy of financial records, and efficiency of operations.
›Analyse data for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or non-compliance with laws, regulations, and management policies.
›Prepare and submit audit findings, making recommendations to management.
›Perform follow-up procedures on internal audit observations.
›Coordinate issues and projects with other business units as required.
›Keep abreast of industry standards and communicate effectively with clients.
›Perform other duties as necessary.
Technical Capabilities/Skills & Experience Required for the Role:
›Bachelor’s degree (or equivalent) in business, finance or a related field; or the equivalent in education and work experience
›Comprehensive external or internal audit experience
›Accounting or audit qualification/certification (or equivalent) preferred
›Experience with financial regulators (e.g., FCA, PRA, EBA, CBI, etc.) preferred
›Strong project management skills
›Advanced written and verbal communication skills and presentation skills
›Excellent leadership, teamwork and client service skills
›Demonstrated integrity within a professional environment
SEI’s competitive advantage:
To help you stay energised, engaged and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, strong pension plan, tuition reimbursement, hybrid working environment, and a work-life balance that enables you to relax, recharge and be there for the people you care about.
We are a technology and asset management company delivering on our promise of building brave futures (SM)—for our clients, our communities, and ourselves. Come build your brave future at SEI.