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Compliance Officer, Sheffield, South Yorkshire
Client: JSS Search
Location: Sheffield, South Yorkshire, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views: 1
Posted: 22.08.2025
Expiry Date: 06.10.2025
Job Description:
Compliance Officer role, key information:
* Permanent role paying up to £60k + bonus
* 3 days in 2 from home
* Requires a solid understanding of the regulatory framework, particularly SMCR and ICOBS, and their application within the business.
* Requires a working knowledge of compliance monitoring.
Key responsibilities:
* Conduct monitoring in line with the compliance monitoring plan.
* Escalate major issues and highlight trends to the Compliance Manager or Head of Compliance.
* Implement best practice strategies and gain knowledge of office-specific business activities.
* Contribute to the development of the Compliance function’s strategy.
* Drive the development of Management Information and Business Insights.
* Consider the impact of regulatory changes or concerns arising in the business, regulators, the insurance market, or European Commission.
* Perform horizon scanning to identify emerging regulatory issues.
* Ensure robust procedures to mitigate regulatory risk.
* Handle regulatory submissions via Connect, Gabriel, and FCA notifications as required.
* Record breaches and complaints, maintain appropriate records, and implement lessons learned with corrective actions.
Person requirements:
* Solid understanding of the regulatory framework, especially SMCR and ICOBS, and their application.
* Knowledge of compliance monitoring.
* Ability to identify opportunities for efficiency and develop internal systems and controls.
* Relevant transferable experience from a compliance role.
* Ability to build effective relationships and deliver solutions to stakeholders.
* Professional and tactful negotiation skills, with the ability to listen and influence.
* Flexibility and adaptability to a changing environment.
* Strong problem-solving skills, including resolving complex issues and devising solutions.
* Ability to analyze and interpret management information for decision-making.
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