UK Private Bank & Wealth Management Business Oversight Compliance Lead
Job Description
Purpose of the role
To provide data-led expert oversight, including checks and challenge on business and compliance matters, to ensure the organisation operates in accordance with Barclays' legal, regulatory, and ethical responsibilities.
Accountabilities
* Identify and assess compliance risks through reviews of business activities, changes, processes, testing, and systems.
* Investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation, or Anti-Competitive Conduct.
* Conduct investigations of compliance risk events or breaches, oversee corrective actions, and implement preventative measures.
* Implement compliance policies and procedures aligned with regulatory requirements and international standards, including jurisdictional specifics.
* Collaborate with 1LOD, other Compliance teams, legal, and risk management functions for comprehensive compliance and risk management.
* Identify, investigate, and oversee potential money laundering, terrorist financing, or other financial crimes.
Director Expectations
* Manage a business function, contribute to strategic initiatives, and influence policy and procedures.
* Lead a large team or sub-function, or act as a technical expert and thought leader on organization-wide projects.
* Provide expert advice to senior management and committees, influencing decisions beyond own function.
* Manage resourcing, budgeting, and policy creation for a significant sub-function.
* Escalate breaches appropriately, foster compliance, and ensure regulatory adherence.
* Monitor and influence external environment, regulators, and advocacy groups as appropriate.
* Maintain knowledge of industry practices, external developments, and sector insights.
* Use analytical skills to solve complex problems and design solutions.
* Make significant and strategic decisions within own area, influence stakeholders, and act as a principal contact for key clients.
All senior leaders are expected to demonstrate leadership behaviors: Listen and be authentic, Energise and inspire, Align across the enterprise, Develop others. Colleagues should embody Barclays' values: Respect, Integrity, Service, Excellence, and Stewardship, and demonstrate the Barclays Mindset: Empower, Challenge, and Drive.
Job Skills Required:
Essential Skills/Qualifications:
* Expertise in Financial Crime regulation, guidance, and risk mitigation strategies.
* Strong coordination skills across stakeholders.
* Understanding of different business segments, products, and associated financial crime risks.
* Highly organized with excellent written communication skills.
* Experience with mass affluent portfolio business.
Preferred Skills/Qualifications:
* Understanding of jurisdictional risks and geopolitical developments.
* Knowledge of project management lifecycle and governance.
* Financial Crime qualification.
Finance supports the economy by acting transparently and responsibly, helping people and businesses thrive.
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