Risk & Controls – Fixed Income – Director Level
My client, a leading Investment Bank, are seeking a Senior 1LOD Risk and Controls specialist to help enhance and develop the risk and controls framework, that supports the front office Fixed Income team (Trading & Sales). Partnering closely, with the Sales & Trading teams, you would be responsible for the front to back oversight from a risk and controls perspective – ensuring that they are operating in compliance with the applicable rules and regulations.
Develop and enhance the 1st Line of Defence framework from a procedure, risk and control perspective
Partner with the Front Office team and wider support functions to ensure front to back oversight
Work with 2nd and 3rd line functions to provide guidance in assessment and management of risks
Provide management with control assurance through reporting and governance (RCSA’s, incidents, risk profiles)
Deep knowledge of working within a 1st line Risk & Controls function
Exposure to working with and supporting a front office environment (Sales & Trading)
If you are someone that is committed to working hard to achieve great results, views challenge as an exciting opportunity and wants to work in some of the best possible assignments then please get in touch, we’d love to help you find your next position.
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