A leading proprietary trading firm is seeking a Compliance Analyst to support its regulatory and operational compliance functions. This role offers broad exposure across global trading activities and the chance to develop skills in a fast‑paced, technology‑driven environment. Full training is provided.
Key Responsibilities
* Update and maintain compliance policies, procedures, and training content.
* Assist with internal compliance reporting and periodic disclosures.
* Support wall‑crossing processes, restricted lists, and information‑barrier controls.
* Contribute to operational compliance tasks, including personal account dealing oversight.
* Help monitor prudential requirements and related reporting.
* Support the preparation of regulatory filings across multiple jurisdictions.
* Respond to regulatory and counterparty information requests.
* Track mandatory training and employee attestations.
Experience & Skills
* 2–3 years in a compliance or legal role.
* Strong attention to detail, organisation, and communication.
* Ability to manage deadlines and work collaboratively.
* Helpful: Excel, SQL, Python, and basic AI‑driven workflow skills.