Job Description
Law Firm “File Review Executive”
Newly Created Role. Real Impact. Visualise It. Shape It.
Reporting directly to the Head of Risk and Compliance
Hybrid - 3 days a week in the office.
UK Law Firm (450 employees all in one office)
An opportunity for a risk and compliance specialist, an experienced PA or a legal professional to own something, and you really will own it!
Overview of the role:
Ensuring legal files are managed in line with firmwide policies, regulatory requirements, and best practice. Working closely with the Head of Compliance, fee earners, and senior stakeholders. Supporting the firm by identifying non-compliance, recommending corrective actions, and improving processes.
Main Responsibilities:
* Plan and conduct risk-based file reviews across the firm.
* Identify areas of non-compliance and report findings to relevant stakeholders.
* Recommend corrective actions and process improvements to strengthen compliance.
* Support audits, reporting, training, and policy reviews within the Risk & Compliance team.
* Maintain accurate records of reviews, actions, and outcomes.
* Build effective working relationships across departments to ensure adherence to compliance standards.
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