Permanent: 37.5 hour per week
Full time (flexible working arrangements welcome)
Border to Coast is a customer‑owned and customer‑focused organisation that protects the pensions of over a million people. We are the largest UK asset manager outside London and Edinburgh, providing innovative, sustainable investment solutions.
Role – What You'll Be Doing
* Conduct horizon scanning and maintain a tracker of regulatory developments.
* Support the development and maintenance of the Compliance Obligations Register.
* Assist with governance and regulatory working groups, including preparation for Board committees.
* Coordinate responses to internal and external audits.
* Assist with regulatory reporting and breach management processes.
* Provide day‑to‑day compliance advice across the business on regulations such as COBS, SYSC, COLL and FUND.
* Promote a positive compliance and conduct culture across the organisation.
About You – The Value You’ll Bring
* High integrity and trustworthiness.
* Strong interpersonal, influencing and communication skills.
* Good understanding of regulatory requirements in the asset‑management space.
* Experience in a compliance advisory role within asset management or a similar regulated environment.
* Effective planning, analytical and problem‑solving skills.
* Professional qualification such as CISI Diploma in Investment Compliance or equivalent experience.
* Experience in horizon scanning, analysis and reporting.
* Collaborative mindset and commitment to continuous improvement.
Why Join Border to Coast?
* Vitality Health Insurance for all employees
* Employee Assistance Programme
* 30 days holiday allowance plus bank holidays
* Professional development and fully funded qualifications (e.g. IMC)
* Critical Illness Cover
* Pension scheme
* Leeds city centre location, short walk to the train station
* Cycle‑to‑work scheme
* Life Assurance of 6× salary
* Sustainable travel plans and public transport discounts
* Discounts for Leeds gyms, shops and restaurants
* Hybrid working
* Onsite gym
About Us
Border to Coast is headquartered in Leeds and is the largest Local Government Pension Scheme (LGPS) pool in the UK. It is owned by 11 LGPS partner funds, including Bedfordshire, Cumbria, Durham, East Riding, Lincolnshire, North Yorkshire, South Yorkshire, Surrey, Teesside, Tyne and Wear and Warwickshire. Our partner funds invest approximately £65.3 bn, and we are responsible for the management of £55.4 bn of assets (as of 31 March 2025). The company is authorised and regulated by the Financial Conduct Authority (FCA).
We value diversity of thought and are committed to creating an inclusive workplace that supports work‑life balance. We encourage personal and professional development and will discuss reasonable adjustments for candidates with disabilities.
If you align with our values and meet most of the criteria, we welcome your application.
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