FDM is a global business and technology consultancy seeking a Disclosure of Interest Analyst for a key client in our global portfolio. The client's EMEA Disclosure of Interest (DOI) regulatory reporting team reside within Operations Risk & Regulatory Control (ORRC) and are responsible for ensuring the timely and accurate monitoring and submission of shareholder disclosure and transparency obligations on behalf of the firm. This is an EMEA function with teams in Glasgow and Mumbai and the position is a year-long contract, based on a hybrid working model in Glasgow.
Key Responsibilities:
1. Be at the forefront of ensuring the end client meets its monitoring & reporting requirements demonstrating a can-do attitude
2. Monitor various exceptions to highlight potential disclosure obligations across EMEA (c.30 jurisdictions).
3. Work to tight daily deadlines
4. Build a detailed understanding of each exception type, allowing accurate filings to be made to the regulators
5. Build knowledge of security transactions and various product types
6. Build excellent working relationships with global stakeholders which include internal legal/compliance contacts, operations colleagues and technology support
7. Identify and implement process improvements