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Compliance Analyst - Asset Management firm, Dartford
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Client:
Robert Half
Location:
Dartford, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
2
Posted:
04.06.2025
Expiry Date:
19.07.2025
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Job Description:
Compliance Analyst
Asset Management firm
Location: Dartford
The duties include:
* Support compliance reviews and approvals for financial promotions and marketing materials.
* Assist in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
* Collaborate with the compliance team on policies, procedures, and issues.
* Conduct daily monitoring of client investment restrictions.
* Maintain and update compliance registers.
* Assist with regulatory submissions and periodic compliance reports.
* Advise staff on compliance matters.
* Stay updated on regulatory developments.
* Support compliance-related projects.
* Manage conflicts of interest disclosures.
The requirements:
* Minimum of 2 years' generalist compliance experience in a fund or asset management company.
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