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Compliance officer

London
Coopman Search and Selection | B Corp™
Compliance officer
Posted: 9 June
Offer description

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5 years compliance experience, ideally within a hedge fund or investment manager Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives An in-depth understanding of the hedge fund industry & strong general compliance experience Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements. Strong stakeholder management skills High energy, drive for excellence, stamina and ability to excel in a fast-paced environment For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

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