Join to apply for the Senior Investment Platforms Supervisor role at UK Regulators' Network
Financial Conduct Authority
Requirements of the role
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services. SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition). Sitting in the Consumer Investments (CI) directorate, RIPPS supervises four of CI’s six portfolios and leads proactive supervision and financial crime prevention through its specialist teams focused on investment platforms, SIPPs, crowdfunding, Peer to Peer lending, multi‑firm reviews, and financial crime.
Role Responsibilities
* Supervise a diverse portfolio of firms and groups providing platform services to the UK retail investment market, including FTSE 100 companies and global financial institutions
* Lead supervision of key firms, ensuring compliance and mitigating risks of consumer harm
* Engage directly with senior stakeholders such as CEOs, Board Members, and other key individuals
* Manage reactive casework and contribute to proactive thematic analysis of significant risks in the UK platform market
* Prepare and deliver internal papers and presentations for both internal and external audiences
* Oversee advised and direct‑to‑consumer platforms, including new market entrants such as disruptors and neobrokers
* Collaborate with colleagues across supervision and other FCA departments to achieve regulatory objectives
* Drive continuous improvement by identifying areas for enhancement and recommending solutions
Location: London, Leeds, Edinburgh
Contract type: Full time, Permanent
Profession: Financial Services, Investment, Senior, Supervisor
Working pattern: Flexible working, Hybrid
Closing Date: 01/12/2025
Seniority level
* Director
Employment type
* Full‑time
Job function
* Finance and Sales
Industries
* Public Policy Offices
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