Job Description
Compliance Specialist
Permanent, Full-Time
Edinburgh
**Experience working in a compliance role within a legal firm is essential**
An opportunity has arisen for a Compliance Specialist to join our professional services client based in Edinburgh. This role plays a key part in supporting the firm’s compliance with Anti-Money Laundering regulations and internal procedures, ensuring the integrity of client onboarding and transaction monitoring processes.
Key Responsibilities
1. Monitor incoming funds into client accounts to ensure AML compliance.
2. Manage client and matter records within the firm’s practice management system.
3. Review and verify Client Due Diligence (CDD) forms and associated documentation.
4. Challenge incomplete or inconsistent CDD submissions and liaise with stakeholders to resolve queries.
5. Maintain timely and accurate records of CDD checks, correspondence, and approvals.
6. Conduct identity verification and screening for sanctions, politically exposed persons (PEPs), and adverse media.
7. Assess the legitimacy of incoming funds in line with regulatory standards and firm policy.
8. Assist in preparing and reviewing AML risk assessments for clients and matters.
9. Provide advice...