Job Description
The Compliance Analyst will support the effective operation of the firm’s compliance framework by assisting with day-to-day regulatory support, monitoring and oversight activities, policy and governance maintenance and review, regulatory reporting, and business engagement. The role is designed to develop mid-level compliance skills while contributing to the firm’s adherence to UK, US and EU regulatory requirements and internal policies. Working under the guidance of senior team members, the Compliance Analyst will help ensure that regulatory obligations are met, risks are identified early, and business areas receive timely and accurate compliance support.
The firm is regulated by both the FCA and the SEC.