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Risk and compliance manager

Preston (Lancashire)
Permanent
Clayton Legal
Risk and compliance manager
Posted: 20 February
Offer description

Risk & Compliance Manager Location: Nottingham (Multi-site law firm)
Salary: Competitive, dependent on experience
Contract: Full-time, Permanent

An established and growing multi-site law firm is seeking an experienced Risk & Compliance Manager to join its Nottingham-based leadership team. This is a key role responsible for safeguarding the firm’s regulatory standing and embedding a strong culture of risk awareness and compliance across all offices.

The Role Reporting to senior management, you will take ownership of the firm’s risk and compliance framework, ensuring adherence to all relevant regulatory and professional standards. You will act as a trusted advisor to partners and colleagues, providing clear, pragmatic guidance in a fast-paced legal environment.

Key responsibilities include:

1. Acting as, or supporting, the COLP and COFA functions

2. Managing compliance with SRA Standards and Regulations, AML, GDPR, and professional indemnity requirements

3. Developing, implementing, and reviewing firm-wide policies and procedures

4. Overseeing AML processes, including audits, risk assessments, and training

5. Handling regulatory queries, complaints, and reportable breaches

6. Conducting internal audits and risk assessments across multiple sites

7. Delivering compliance training to partners and staff

8. Monitoring regulatory developments and advising on their impact

About You You will be an experienced risk and compliance professional with a strong understanding of the legal sector and its regulatory environment.

You will ideally have:

9. Proven experience in a Risk & Compliance role within a law firm

10. In-depth knowledge of SRA regulations, AML, and data protection

11. Experience working across multi-site or growing organisations

12. Strong stakeholder management skills, with the confidence to advise at partner level

13. A pragmatic, solutions-focused approach

14. Excellent attention to detail and organisational skills

What’s on Offer
15. A senior, influential role within a respected law firm

16. The opportunity to shape and enhance firm-wide compliance strategy

17. Competitive salary and benefits package

18. Supportive, professional working environment

19. Hybrid working options may be available

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