⭐️ Risk & Compliance Manager
📍 Hybrid Based
💰 c.£60,000 + Benefits (potentially slightly higher)
Our client is a leading wealth management firm who are continuing to grow, both organically and through acquisitions and are looking for an experienced Risk & Compliance professional to strengthen how they oversee and manage risk across the business.
In this pivotal role, you’ll take the lead on identifying, assessing, and monitoring risks across all operational areas—ensuring they’re effectively managed within their strategic objectives and regulatory standards. You’ll be instrumental in shaping and maintaining the company’s risk management framework and embedding a strong culture of accountability and good governance.
Role & Responsibilities: 📋
* Develop and maintain a central register of business and operational risks, ensuring it remains accurate, current, and relevant.
* Collaborate with department heads and compliance colleagues to assess new and emerging risks, implementing practical solutions and controls.
* Produce clear and insightful management information for senior committees and the board.
* Support leadership in embedding effective risk practices across teams and projects.
* Carry out regular reviews of key business areas and processes to ensure risks are identified and mitigated.
* Oversee incident tracking, analysis, and follow-up actions to prevent recurrence.
* Contribute to business continuity and operational resilience planning, including documenting critical processes.
* Help ensure that client outcomes are at the heart of risk decisions, in line with Consumer Duty expectations.
* Deliver training and promote awareness of risk management across the business.
* Support due diligence and integration activities during acquisitions or major change programmes.
Do you have the following to apply? ✅
* Previous experience in a risk management or compliance position within financial services, wealth management, or a regulated environment.
* Sound understanding of FCA requirements and governance principles.
* Practical understanding of risk frameworks (e.g. three lines of defence, risk appetite, key risk indicators).
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.