Compliance Analyst
Asset Management firm
Location: Maidstone, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Details:
* Support compliance reviews and approvals for financial promotions and marketing materials
* Assist the Compliance department in implementing the Compliance Monitoring plan, including monitoring for best execution and market abuse
* Collaborate with team members on policies, procedures, and compliance issues
* Perform daily monitoring of client investment restrictions
* Maintain and update compliance registers
* Assist in completing and submitting compliance reports and regulatory submissions
* Advise staff on compliance matters
* Monitor regulatory developments
* Support compliance-led projects
* Manage employee conflicts of interest
Requirements:
* At least 2 years' generalist compliance experience within a fund or asset management firm
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