1. Compliance Analyst - Capital Markets
2. Compliance Analyst role - Generalist responsibilities
About Our Client
International Capital Markets firm.
Job Description
· Work with the Senior Compliance office to support all onboarding and ongoing KYC/CDD requirements for new counterparties.· Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log,· Conducting communications monitoring (voice and electronic), ensuring compliance with the Firm's policies and procedures, evaluating issues/concerns, and appropriately escalating to Compliance Management.· Support of Companies House filings· Support the Head of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner.· Support the Senior Compliance Officer with the preparation of management information.· Preparation of SMF and Certified applications, & records kept regarding those individuals.
The Successful Applicant
· At least three years' experience in general compliance, including compliance monitoring, regulatory reporting, KYC, and SMCR.· Experience within an international banking environment/broker, or similar.
What's on Offer
3. Competitive salary ranging from £45000 to £50000 GBP.
4. 12-month Fixed Term Contract.
5. Opportunities to work within a reputable organisation in the financial services industry.
6. Potential for extension after initial term of contract.