Head of Compliance required for a superb automotive dealer group in the North West. The position is available due to retirement later in the yearResponsible for: Ensuring that the business (and its products and services) comply with FCA regulation; performing internal and external compliance monitoring; implementing a robust business continuity programme; ensuring that documentation is compliant with law and regulation; and that anti-bribery policies are implemented.
Key Purpose
• To support the Head of Sales in the development and operation of the regulatory compliance function.
• Be a trusted adviser to business areas providing high quality advice on all relevant aspects of conduct risk and FCA regulation.
• Review regulatory changes and advise the business of any options, changes or necessary actions that would need to be taken to ensure the business remains compliant.
• Review new products and processes and advise on changes required to ensure that the business remains compliant.
Responsibilities• Provide timely and high quality advice to business areas on all relevant aspects of conduct risk and FCA regulation.
• Use regulatory, industry and media resources to identify and ensure the employer remains current with regulatory and industry practice.
• Communicate regulatory and industry rule and policy changes to relevant stakeholders and business areas. Assist with devising action...