Job Description
Flexible Hours | Office-Based to Start, Hybrid Later | Work with HNW Clients
Ready to bring your compliance expertise to a high-calibre, boutique wealth management firm — but looking for flexibility and work-life balance?
This is your chance to join a respected financial planning practice just outside Guildford, supporting a team of Chartered Advisers managing nearly £300m AUM. Their client base includes city professionals, entrepreneurs, families, and retirees — many with investments of £500k+ and some exceeding £20m.
With continued growth and exciting expansion plans, they’re seeking a part-time Compliance Consultant to strengthen their team and ensure they remain ahead of the curve on all regulatory matters.
About the Role:
* Act as the firm’s primary compliance contact
* Lead the Compliance Monitoring Programme
* Conduct regular file checks & audits
* Keep policies and procedures current and effective
* Submit regulatory returns to the FCA
* Deliver updates and training on key regulatory changes
* Support with complaints handling and liaison with the FOS (if needed)
* Work closely with advisers & staff to drive best practice
* Assist with Consumer Duty implementation and FCA initiatives
Who We’re Looking For:
* Wealth management / IFA compliance background (essential)
* Practical, proactive and solutions-driven
* Comfortable working autonomously and advising on regulatory matters
* Confident conducting file reviews and audits
* Keen to join a thriving, high-quality boutique firm
Flexible Working to Suit You:
* Part-time hours — around 20 hours per week
* Could be 3 days per week or 5 mornings — you choose!
* Office-based initially (Godalming/Guildford), then transition to hybrid
* Open to employed, self-employed, or contractor setups
* Salary: £40,000 - £60,000 pro-rata (negotiable for the right person)
Why Join?
* Join a boutique, high-performing firm with Chartered Advisers
* Work with HNW & UHNW clients
* Flexible structure to fit around your life
* Opportunity to make a real impact in a growing business
* Supported by an excellent admin and paraplanning team
If you’re a compliance professional ready for your next challenge — with flexibility, autonomy, and quality clients — we want to hear from you. Apply today and let’s shape a role that works for you!
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