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Compliance Manager - Private Markets, Slough
Client:
Coopman Search and Selection | B Corp
Location:
Slough, United Kingdom
Job Category:
Other
-
EU work permit required:
Yes
Job Views:
2
Posted:
22.08.2025
Expiry Date:
06.10.2025
Job Description:
Coopman Search and Selection is partnering with a UK-based Alternative Investment Manager to hire a Compliance Manager for their small compliance team. The role reports directly to the Head of Compliance and offers opportunities for progression and increased responsibilities.
Key Responsibilities:
* Complete Compliance Monitoring Programmes, including data collection, testing, recommending enhancements, and preparing reports;
* Review of Compliance Policies and Procedures;
* Implement regulatory changes and conduct horizon scanning;
* Conduct third-party due diligence and assist with onsite visits;
* Prepare regulatory filings and applications (e.g., FCA, US SEC);
* Create training materials and conduct compliance training;
* Review and approve financial promotions;
* Conduct thematic reviews and gap analyses;
* Provide compliance advice and handle queries.
Experience Required:
* Strong knowledge of AIFMD, MiFID II, FCA Handbook; familiarity with UCITS/COLL is a plus;
* Understanding of US Investment Company Act 1940 and SEC regulations; experience with SEC-registered advisers preferred;
* Experience with compliance testing and monitoring;
* Knowledge of best execution and post-trade surveillance (AIM Market exposure is a plus);
* Experience reviewing Compliance Policies and Procedures;
* Understanding of ESG regulations like TCFD, SFDR, SDR, and ESG Sourcebook;
* Knowledge of financial promotions rules.
For confidential discussions or more information, please contact [emailprotected].
As a Certified B Corporation, we operate for good, valuing stakeholder interests and sustainable growth. Recognized as a Great Place to Work, we foster professional development and collaboration.
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