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Compliance officer - muti strat hedge fund

London
Coopman Search and Selection | B Corp™
Compliance officer
Posted: 26 May
Offer description

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an experienced member of the Compliance team, providing additional capacity to cover day-to-day work of the global compliance programme. Key Responsibilities: Helping to establish training or other such activity to ensure effective training & development Responsibility for the routine compliance monitoring programme Carry out market abuse monitoring, including deep dive trade reviews Carry out research into new and developing areas of law and regulation Oversight of maintenance of compliance registers, including personal account trading, breaches, errors and incidents, gifts and entertainment, etc Assume day-to-day responsibility for the firm’s restricted lists & sanctions monitoring programme Provide compliance reports to the funds' boards of directors & the firm’s clients Review and sign off marketing materials, provide advice on marketing rules in different jurisdictions Assume day-to-day responsibility for regulatory reporting & staff attestations Experience Required: 4-8 years within financial services, ideally within a hedge fund or asset manager. Generalist compliance experience Good level of knowledge of FCA & SEC regulations Demonstrated knowledge of fund structures including UCITS, Cayman, and managed accounts High energy, drive for excellence, stamina and ability to excel in a fast-paced environment For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

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