Job Description
Compliance Officer
Newcastle
Salary £31,000 + Bonus
Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.
This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.
Role Responsibilities:
* Ensure client files are in compliance with regulatory standards and internal policies
* Files submitted and checked via in house back office system
* Assistance with answering enquiries from advisers by email and telephone
* Part of a dynamic team reviewing cases
* Skills:Strong communication skills, both verbal and written
* Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)
* Previous experience in a similar role would be beneficial, although full training provided