Job Description
Your new company \n\nYou'll be joining a well-established and respected financial services organisation with a strong focus on regulatory excellence and adviser support. The company is known for its collaborative culture, commitment to innovation, and dedication to maintaining a safe and compliant environment for its clients and partners. \n\nYour new role \n\n📍 Location: Southampton or Home-based (UK)\n🕒 Hours: 35 or 40 hours per week\n📄 Contract: Permanent\nAs an Authorisations Caseworker, you'll play a key role in the onboarding process for new financial advisers and firms.
You'll be responsible for conducting thorough due diligence checks, verifying identity, employment history, financial stability, and more - to ensure applicants meet regulatory and business standards. You'll also manage applications for regulatory authorisation and make decisions based on internal business criteria.\nThis is a front-line role that directly supports business growth while maintaining high standards of compliance and professionalism.\n\nThis role can be considered as a remote option for the right candidate.\n\nWhat you'll need to succeed \n\nTo thrive in this role, you'll need:\n\nExperience in Financial Services and FCA Regulatory environments\nA professional and welcoming approach to stakeholder engagement\nAn inquisitive mindset and a risk-based approach to decision-making\nStrong organisational skills and the ability to manage workloads under pressure\nConfidence in communicating with stakeholders and supporting team members\nA proactive attitude toward change and technology\nProficiency in Microsoft Excel and WordWhat you'll get in return \n\nThis role offers a competitive benefit package, including:\n\nHoliday: 26 days (182 hours)\nPerformance Incentive Scheme\nPension Scheme: Non-contributory with options to enhance\nPrivate Medical Insurance: Single cover with upgrade options\nLife Assurance: 4x your salary\nIncome Protection: 75% of salary after 26 weeks of absence\nFlexible Benefits: Customisable options via salary deductionWhat you need to do now \n\nIf you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.\nIf this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.\n\nHays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at (url removed)