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Junior Compliance Executive, Henley-on-Thames
Location: Henley-on-Thames, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Reference: 0ff574f52310
Job Views: 4
Posted: 29.06.2025
Expiry Date: 13.08.2025
Job Description:
Description
We offer an outstanding benefits package including:
* Company-provided healthcare
* A competitive annual leave allowance
* Flexible working options, including hybrid arrangements
* Income protection
* Health and wellness benefits
* Enhanced parental leave
* Life insurance
What we are looking for:
We seek a pragmatic and diligent individual to join our EMEA Central Compliance team as a Junior Compliance Executive. The team supports all functions across the firm and collaborates with local compliance teams in EMEA.
This role focuses on supporting activities such as onboarding/offboarding regulated staff, reviewing and updating policies, and supporting recordkeeping activities. Key priorities include supporting firm-wide compliance, regulatory adherence, and continuous improvement.
Qualifications and Skills:
* Knowledge of UK/EU regulations and compliance requirements
* Project management experience (advantageous)
* Practical knowledge of regulations like SMCR, MiFID II (advantageous)
* Proficiency in Excel, PowerPoint, Word, Outlook
* Professional or vocational qualification in regulation and compliance (or interest in studying)
* Strong interpersonal and communication skills
* Attention to detail and high accuracy standards
* Data analytics experience (e.g., Power BI) (advantageous)
* Enthusiasm for working in a fast-paced, evolving environment
Employment Type: Full-time
We support a flexible workplace model, requiring at least three days in the office and two days remote per week. If you need adjustments during the application process, please contact us via email.
We promote an inclusive environment that values diversity and encourages everyone to be themselves at work.
Our Commitment: We partner with charities globally and are committed to ESG investing, aiming to make a positive impact in our communities and beyond.
Recruitment Notice: Our in-house team sources candidates directly. We do not accept unsolicited agency resumes unless under a formal agreement.
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