Compliance Officer - Multi Strat Hedge Fund, Maidstone
Coopman Search and Selection are delighted to partner with a top-tier multi-strat hedge fund with circa $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
This role involves working as an experienced member of the compliance team, providing support to the global compliance programme's day-to-day activities.
Key Responsibilities:
* Establish training and development activities to ensure effective compliance training
* Manage the routine compliance monitoring programme
* Conduct market abuse monitoring, including trade reviews
* Research new and emerging legal and regulatory areas
* Maintain compliance registers, including personal trading, breaches, errors, incidents, gifts, and entertainment
* Oversee the firm’s restricted lists and sanctions monitoring
* Prepare compliance reports for the board and clients
* Review and approve marketing materials and advise on marketing rules across jurisdictions
* Handle regulatory reporting and staff attestations
Experience Required:
* 4-8 years in financial services, preferably within hedge funds or asset management
* Broad compliance experience
* Good knowledge of FCA and SEC regulations
* Understanding of fund structures such as UCITS, Cayman, and managed accounts
* High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment
For a confidential discussion or more information, please contact [emailprotected]
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