Division: Legal
Department: Investments, Insurance & Redress department (IIR)
Salary: National (Edinburgh and Leeds) ranging from £60,900 to £81,030 and London from £66,900 to £88,944 (salary offered will be based on skills and experience - While offers are usually made within the range, appointments at the upper end are reserved for exceptional candidates)
This role is graded as: Senior Associate - Practising legal
Your recruitment contact is Raimonda Stankute via Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.
About The FCA And Team
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you'll play a key part in protecting consumers, driving economic growth and shaping the future of UK finance services.
The Investments Team (part Of The Investments, Insurance & Redress Department In The Legal Division) Advises On All Aspects Of The Conduct Regulation Of Retail Investment Services. Particular Projects/areas Of Focus Include
The Consumer Duty as it relates to retail investment services as well as cross-cutting issues
The Advice Guidance Boundary Review
Financial promotions related to retail investment services as well as cross-cutting issues
The activities of appointed representatives related to retail investment services as well as cross-cutting issues
Self-invested personal pensions and funeral plans
Role Responsibilities
Advise on the application and effect of regulatory requirements and powers to ensure firms comply with all applicable rules, legislation and law
Devise and implement creative and pragmatic solutions
Be fully involved in the FCA's supervisory and policy work, including the development of policy and drafting rules and guidance in the FCA Handbook
Have a high level of ownership and responsibility for your actions
Supervise less experienced members of the team
Minimum
Skills required
Applicants must be a qualified lawyer (solicitor, barrister or Chartered Legal Executive or overseas equivalents): generally, a person who is at least 3 years PQE (in house, public sector or private practice).
Previous experience and understanding of public law and financial services law, particularly regarding the application and interpretation of the Financial Services and Markets Act 2000 (FSMA) and secondary legislation, FCA rules, policy making and the powers the FCA has to supervise and regulate firms
Essential
Strong analytical skills and the ability to deliver good and clear analysis of issues
Ability to learn about new or novel legal issues quickly and with enthusiasm, with the necessary oversight and support of colleagues
Ability to create solutions and deliver pragmatic outcome-focused advice
Ability to advise in a confident and reasoned manner and to challenge appropriately
Ability to build and sustain positive relationships and good communication skills
Knowledge of retail investments law is a strong advantage
Benefits
25 days annual leave plus bank holidays
Hybrid model where employees work a minimum of 40% in the office each month (expectation of 50% for senior leaders). Changing from September to a minimum of 50% in the office each month (expectation of 60% for Directors and Executive Directors)
Non-contributory pension (8–12% depending on age) and life assurance at eight times your salary
Private healthcare with Bupa, income protection and 24/7 Employee Assistance
35 hours of paid volunteering annually
A flexible benefits scheme designed around your lifestyle
For a full list of our benefits and our recruitment process as a whole visit our benefits page.
Our values and culture
Our colleagues are the key to our success as a regulator. We are committed to fostering a diverse and inclusive culture: one that's free from discrimination and bias, celebrates difference and supports colleagues to deliver at their best. We believe that our differences and similarities enable us to be a better organisation – one that makes better decisions, drives innovation and delivers better regulation.
If you require any adjustments due to a disability or condition, your recruiter is here to help - reach out for tailored support.
We welcome diverse working styles and aim to find flexible solutions that suit both the role and individual needs, including options like part-time and job sharing where applicable.
Disability confident: our hiring approach
We're proud to be a Disability Confident Employer and therefore, people or individuals with disabilities and long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment process. In cases of high application volumes we may progress applicants whose experience most closely matches the role's key requirements.
Useful information and timelines
Timeline
Job advert closes: midnight on 2 March 2026
CV Review/Shortlist: 4 March 2026
Interview including a case study: w/c 16 March 2026
Your Recruiter will discuss the process in detail with you during screening for the role, therefore, please make them aware if you are going to be unavailable for any date during this time.