Are you an experienced compliance professional ready to make a real impact in a dynamic financial services environment? Do you have a background in Banking/ Financial Services or Lending Services?
We are looking for a permanent Compliance Manager to lead their Group compliance function. This role is situated in Bath with periodic travel to other regional offices.
DAY to DAY:
Overseeing the compliance framework, maintaining relationships with regulators like the FCA and providing vital advice to senior stakeholders including the Board and Executive Committee
Monthly compliance reports, submitting regulatory returns including Reg Data and FCA Connect, maintaining relationships with ICO, FLA and NACFB
Managing compliance monitoring, policies, GDPR, AML frameworks and complaints procedures, ensuring the company operates within regulatory parameters
Promoting a strong compliance culture across the business, adapting to changes, maintaining oversight including policies such as KYC, PEPs and sanctions
Representing the client at Senior Management meetings, providing a positive approach to key managers across the business
Producing annual regulatory and governance reports
Ensuring training is in place for employees to act within compliance guidelines and best practice is adhered to
WE WOULD LOVE TO SEE:
Experience in a senior compliance role within an FCA regulated environment, good knowledge of regulatory reporting
Experience overseeing compliance monitoring, AML, GDPR, and complaints procedures
Ability to produce clear, insightful reports for executive and Board level
Strong communication skills and a practical, solutions-focused approach
AND FOR YOU:
Generous holiday allowance, life assurance, pension
Private medical cover & income protection
Discretionary bonus
Company social events and volunteer days
Home working 1-2 days per week
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