Compliance, Financial Crime Controls, Associate, Birmingham
Our division prevents, detects, and mitigates compliance, regulatory, and reputational risks across the firm. We support the firm’s culture of compliance through enterprise-wide risk management, assessment, monitoring, and response to regulatory examinations.
We are seeking an analyst/associate with experience in brokerage or financial services for our Know Your Customer/Enhanced Due Diligence team. The role involves conducting due diligence on high-risk customers, supporting the Client Identification Program, and collaborating with various departments to manage compliance and AML matters.
Responsibilities include:
* Conducting enhanced due diligence on high-risk clients
* Advising on anti-money laundering processes
* Managing escalations and resolving issues
* Developing compliance systems, policies, and procedures
* Handling French regulatory reporting
Qualifications:
* Bachelor’s degree or equivalent
* Experience in investment banking or financial services
* Knowledge of AML and sanctions regulations
* Proficiency with data analytics tools and SQL
* Strong communication, analytical, and risk assessment skills
* Ability to work independently and in teams
Goldman Sachs is committed to diversity, inclusion, and providing accommodations during the recruitment process. We are an equal opportunity employer.
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