Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.
There is an excellent opportunity for a Senior AML/MAR Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.
This role will report directly to the head of compliance
Key Responsibilities include.
* Assist in managing the risk within the AML/NAR regulations
* Ensuring the firm meets all regulatory requirements and or conduct risks
* Assist the head of compliance with oversight of the financial crime framework including market abuse, Sanctions, KYB, CDD, counter terrorist - financing and fraud
* Undertake checks to ensure core controls within AML and MARs are followed
* Log receipts of the FCA notice and good practice guidance
* Assist in the preparation of regulatory submission
* Actively maintain and update technical regulatory knowledge
The ideal candidate will have.
* Proven experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking business
* Knowledge of AML and MAR regulations
* Proven experience in compliance and risk management
* Risk and control procedures
* Excellent written and verbal communication skills
* Proven experience to mentor and manager junior members of staff
Please be advised there is no sponsorship available for this role.
They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well.