1. Interim Compliance Manager (Advisory) role based within Central London.
2. Compliance Advisory role within Investment Management.
About Our Client
Mid-sized investment management firm.
Job Description
3. To provide a proactive and technical service to the business on the interpretation and guidance of the FCA's rules (and any other relevant regulatory or legal issues that may apply);
4. To provide impact assessment and gap analysis for any new FCA initiatives;
5. Contribute to and take the lead in regulatory change and business change projects as required;
6. 'Local' Consumer Duty and Product Governance Champion/SME for Compliance and Compliance lead for Vulnerable Customers;
7. Compliance lead for SMCR and TC;
8. Maintenance and improvement of Compliance policies in line with best practice and engagement with the business to ensure the embedding of said policies;
9. Coordinate and deliver Compliance training, including induction training.
The Successful Applicant
A successful Compliance Manager should have:
10. Ability to interpret complex regulations and relay them practically to the business.
11. Experience in interpretation and implementation of regulatory change within a business environment.
What's on Offer
12. Circa £75,000 equivalent salary, dependant on experience.
13. Opportunity to work within a structured and professional environment in London.
14. Chance to advance your career in the financial services industry.
If you are an experienced Compliance Manager looking to make an impact, we encourage you to apply for this exciting opportunity in London.