Job Description
Are you an ambitious, detail-oriented individual with a passion for financial planning?
We are looking for a dedicated and driven Paraplanner to join a team of Financial Planning experts, working at a National IFA in the heart of Wakefield.
This is a fantastic opportunity for someone looking to advance their career in financial planning, work closely with experienced Financial Planners, and gain exposure to investment strategies and compliance-related activities. This company will support you with your exams and progress towards Financial Advisory status.
Key Responsibilities:
1. Collaborate with a nominated Financial Planner(s) to ensure client files are compliant and suitability reports are well-crafted.
2. Prepare and complete annual suitability review letters, addressing any queries or concerns with the Financial Planner(s).
3. Assist in maintaining research for the firm’s central investment proposition alongside the Investment Committee and Paraplanning Supervisor.
4. Maintain accurate data within the firm’s CRM system.
5. Act as the primary point of contact for a nominated Financial Planner(s), providing regular updates on the progress of each case.
6. Ensure client files are fully compliant by verifying that all paperwork is present and accurate, risk profiles are determ...