Location
GLOUCESTER
Salary £32000 - £40000 TypePermanent WorkplaceOn-Site Ref89753
Compliance Officer
Gloucester | Office-based | Part-Time or Full-Time
A well-established Financial Planning firm in Gloucester is looking to appoint an experienced Compliance Officer to provide hands-on regulatory oversight and support the firms advisers and wider team.
This is a fully office-based, permanent role with flexible hours (minimum c.20 hours, potentially up to full-time), ideal for someone who enjoys being embedded in the business and playing a key role in maintaining high compliance and advice standards.
The Role
1. Pre- and post-advice file reviews, including suitability reports and client documentation
2. Ongoing compliance monitoring and regulatory oversight across the business
3. Supporting the firms T&C framework, adviser oversight, and CPD monitoring
4. Providing technical compliance guidance to advisers and paraplanners
5. Ensuring FCA, Consumer Duty, and internal policies are embedded into day-to-day processes
What Theyre Looking For
6. Proven, hands-on compliance experience within financial services
7. Strong technical knowledge of FCA regulation and Consumer Duty
8. Confident, detail-oriented, and comfortable challenging where required
9. Able to operate independently while supporting the wider team
Package
10. Permanent position
11. Flexible hours: c.20 hours minimum, up to full-time
12. Salary dependent on experience
13. Pension, private medical cover, and additional benefits
14. Fully office-based role in Gloucester
Apply today to be considered for this compliance opportunity. If this particular vacancy isnt the perfect fit, please do still get in touch we work on a variety of roles across the financial planning sector. You can send your CV directly to this advert or contact us for a confidential discussion.
Additionally, if you know someone who could be a good fit, please refer them as we offer a £200 referral reward if we assist them in securing a new role.