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Mifid specialist - risk and controls

Antrim
Adecco
Posted: 14 August
Offer description

MiFID/MiFIR Regulatory Specialist

Contract End Date: August 31, 2026
Daily Rate: £450 - £500 (inside IR35 via umbrella)

Hybrid working - 3 days in Belfast and 2 days remote working (non negotiable)

About the Role:
Our client is seeking a skilled MiFID/MiFIR Regulatory Specialist to work in their 1st Line of Defence Risk and Control team. You will play a pivotal role in supporting the 1st Line Regulation Lead in managing compliance with the UK and EU Markets in Financial Instruments Regulation and Directive (MiFID/R). We are looking for a proactive individual who exhibits ownership, attention to detail, and a commitment to delivering exceptional results.

In this role, you will coordinate with various internal stakeholders across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services, and Wealth Management.

Responsibilities:

1. Coordinate MiFID/R governance forums to ensure effective oversight and compliance.
2. Collaborate with business units to assess control effectiveness and manage residual risks through the Risk and Control Self-Assessment process.
3. Oversee issue management, ensuring timely remediation of identified issues.
4. Develop, monitor, and report key performance and risk metrics related to MiFID/R.
5. Manage...

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