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In this high-visibility role, you will work closely with partners and decision makers across the firm to ensure compliance with internal policies, procedures, and regulatory requirements, with exposure to legal files across all areas of the firm.
Responsibilities:
* Conduct compliance assurance reviews based on firm policies and procedures.
* Evaluate case files for compliance with regulations and controls.
* Prepare and lead compliance assurance meetings with senior managers.
* Create detailed reports summarizing outcomes and recommendations.
* Address process and file conduct failures, escalating as needed.
* Collaborate with internal and external stakeholders.
* Support process and control improvements.
* Assist with external audits.
About You
Your Role and What You'll Be Doing
In this high-visibility role, you will work closely with partners and decision makers across the firm to ensure compliance with internal policies, procedures, and regulatory requirements, with exposure to legal files across all areas of the firm.
Responsibilities:
* Conduct compliance assurance reviews based on firm policies and procedures.
* Evaluate case files for compliance with regulations and controls.
* Prepare and lead compliance assurance meetings with senior managers.
* Create detailed reports summarizing outcomes and recommendations.
* Address process and file conduct failures, escalating as needed.
* Collaborate with internal and external stakeholders.
* Support process and control improvements.
* Assist with external audits.
About You - Qualifications
* 1+ years of practical experience in a legal or professional services firm, including work placement or sandwich year.
* Strong report writing skills and attention to detail.
* Ability to work with colleagues at all levels.
* Internal audit or compliance qualifications desirable.
If you're passionate about maintaining compliance standards and contributing to our success, we encourage you to apply!
Our Benefits - What We Can Offer You
* 25 days holidays as standard plus bank holidays - You can ‘buy’ up to 35 hours of extra holiday too.
* Generous and flexible pension schemes.
* Volunteering days – Two days of volunteering every year for a cause of your choice (fully paid).
* Westfield Health membership, offering refunds on medical services alongside our Aviva Digital GP services.
We also offer a wide range of well-being initiatives to encourage positive mental health both in and out of the workplace, including our Flexible by Choice programme which offers more flexibility over hybrid working, subject to role, team, and client requirements.
We have been ranked in the Best Workplaces for Wellbeing for Large Organisations for 2024!
Our responsible business programmes are fundamental to who we are and our purpose. We’re committed to being a diverse and inclusive workplace where colleagues can flourish, supported by various inclusion network groups.
Our commitment to Social Responsibility, community investment, and tackling climate change is integral to our identity, focusing on Our People, Our Community, Our Environment, and Our Pro Bono initiatives.
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