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The Deputy Manager supports the Head of Legal & Compliance in overseeing Compliance and Anti-Financial Crime functions. The role focuses on second-line oversight reviews and advisory related to regulatory compliance and financial crime risk.
Key Responsibilities
* Conduct Compliance Risk Assessments.
* Develop and implement a Compliance Monitoring Plan to evaluate the effectiveness of internal controls.
* Perform oversight reviews in line with the Monitoring Plan and follow up on resulting action items.
* Identify and mitigate Compliance and Financial Crime risks through reviews and control enhancements.
* Advise business units and senior management on Compliance and Financial Crime matters.
* Draft, review, and update policies to ensure regulatory compliance.
* Manage daily Compliance and Financial Crime operations across business and support functions.
* Independently investigate financial crime escalations and related queries.
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