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Compliance officer - law firm

Pinhoe
QED Legal
Compliance officer
Posted: 13h ago
Offer description

Job Description



Compliance Officer - Law Firm Hybrid | Exeter or Torquay (Travel to other offices)

Full Time or Part Time considered



We're looking for an experienced compliance professional looking to take on a key role in shaping compliance culture within a growing regional law firm.



This is a fantastic opportunity for a Compliance Officer / Legal Risk & Compliance Specialist to join a supportive team, where you’ll play a vital part in ensuring best practice across the business and have the scope to grow into a wider leadership role.



They're looking for a true generalist to cover every aspect of compliance.







The Role?








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* Developing and updating compliance procedures, processes, and controls

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* Supporting firm-wide compliance with SRA standards, AML legislation, GDPR and risk reviews

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* Conducting compliance checks, audits, and risk assessments

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* Drafting and updating template letters, training programmes and policies

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* Escalating issues and breaches appropriately, with practical recommendations

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* Playing a key role in accreditation processes such as Lexcel, SRA and CQS audits

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* Monitoring supervisory meetings, file reviews, and mentoring supervisors

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* Providing clear, supportive compliance guidance to lawyers and leadership




About you?



Experience in Compliance specifically in a law firm

Open to a fee earner looking to make a move

Strong knowledge of AML & SRA Codes of Conduct

Excellent communication

Highly organised, proactive and deadline-driven



What's in it for you?








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* Flexible working options (Part time and Full time)

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* 25 days holiday + Bank Holidays

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* Private Medical insurance

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* Learning & Development opportunities

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* + more firm wide benefits






Interested?



Know someone who could be great?

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