Compliance Officer
Are you passionate about upholding the highest standards of regulatory compliance and eager to make a tangible impact within a dynamic, fast-growing organisation? This is an exciting opportunity for early-career professionals to gain comprehensive exposure to FCA regulations, UK GDPR, SM&CR, and internal governance frameworks,by joining a growing insurance company in the City.
What You’ll Do:
* Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management.
* Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies.
* Draft, update, and maintain policies and procedures related to compliance, governance, and data protection, including GDPR activities.
* Support internal and external audit processes, gather evidence, and track remediation actions.
* Conduct regulatory research and assist teams with advisory support on new FCA guidance and thematic reviews.
* Monitor onboarding, KYC/AML checks, and maintain registers such as conflicts of interest and breaches.
* Facilitate compliance documentation coordination across international subsidiaries, supporting cross-border governance.
Required Skills:
* Bachelor’s degree in law, business, finance, or a related field.
* Sharp eye for detail with strong organisational skills to manage accurate and comprehensive records.
* Good understanding of FCA principles, UK GDPR, and general compliance concepts.
* Excellent written communication skills for drafting policies, reports, and summaries.
* Proficiency in MS Office Suite, especially Word, Excel, PowerPoint, and familiarity with SharePoint.
Nice to Have Skills:
* Experience working within a regulated financial services environment, particularly insurance.
* Exposure to compliance monitoring, risk management, or audit processes.
* Interest in advancing expertise in FCA regulations, SM&CR, and data protection.
* Familiarity with dashboarding tools such as Power BI for compliance reporting.
Preferred Education and Experience:
* Degree in law, business, finance, or a related discipline.
* Early-career candidates or those with some exposure to compliance within financial services are encouraged to apply.
Other Requirements:
* Willingness to support coordination for international subsidiaries and cross-border reporting.
* A proactive attitude towards learning and professional development.