Ob Title: Risk & Compliance Officer
Location: North West (Warrington)
Salary: Competitive, dependent on experience
Job Type: Full-time, Permanent
About the Firm:
We are a well-established and forward-thinking law firm with a strong reputation for delivering high-quality legal services. Due to continued growth, we are seeking an experienced Risk & Compliance Officer to join our team and play a key role in maintaining and enhancing our regulatory and compliance framework.
The Role:
As a Risk & Compliance Officer, you will support the firm in ensuring adherence to all relevant legal, regulatory, and professional standards. You will work closely with senior management to identify, assess, and mitigate risks while promoting a strong culture of compliance throughout the business.
Key Responsibilities:
1. Monitoring and ensuring compliance with SRA regulations and other applicable legal frameworks
2. Assisting with the development, implementation, and review of internal compliance policies and procedures
3. Managing and maintaining the firm's risk register
4. Conducting file reviews and internal audits
5. Supporting AML, KYC, and conflict checking processes
6. Investigating and reporting breaches, incidents, and complaints
7. Delivering compliance training to staff across the firm
8. Acting as a point of contact for compliance-related queries
Requirements:
9. Proven experience in a Risk & Compliance role within a law firm (essential)
10. Strong knowledge of SRA Standards and Regulations
11. Experience handling AML, GDPR, and regulatory compliance matters
12. Excellent attention to detail and analytical skills
13. Strong communication and interpersonal abilities
14. Ability to work independently and manage multiple priorities
Desirable:
15. Previous experience supporting COLP/COFA functions
16. Relevant compliance or legal qualifications
What We Offer:
17. Competitive salary and benefits package
18. Opportunities for professional development and career progression
19. A supportive and collaborative working environment
20. Flexible working options (where applicable)
How to Apply: