Compliance / Operations Analyst
A growing investment firm is seeking a proactive Operations Analyst to support the senior team in compliance, governance, and business operations. Responsibilities include Consumer Duty, MI reporting, process improvements, and exploring AI for efficiency.
Responsibilities:
* Collaborate with senior leadership to enhance governance and compliance
* Lead Consumer Duty processes, policies, and reporting
* Coordinate across teams such as investments, marketing, risk, and client service
* Improve operational and regulatory outcomes
* Maintain accurate documentation and smooth reporting
Requirements:
* Experience in a compliance or governance operations role within the financial services sector
* Strong understanding of Consumer Duty
* Organized, curious, and analytical mindset
#J-18808-Ljbffr