An international infrastructure investment firm is expanding its compliance function and is looking for a Compliance Analyst to join the team. This role offers practical exposure to regulatory processes and provides a strong platform for progression towards a Compliance Manager position over time.
Key Responsibilities:
* Assist the Head of Compliance in monitoring regulatory adherence and internal policies across the firm.
* Keep compliance records and systems up to date, covering areas such as staff certifications, personal account dealings, restricted lists, gifts and hospitality, and attestations.
* Support the preparation for audits and regulatory inspections, ensuring information is accurate and available when required.
* Contribute to the planning and delivery of compliance training programmes.
* Provide assistance on ad hoc compliance projects and general administrative matters as needed.
Ideal Candidate:
* Minimum of 2 years’ experience in a compliance role within financial services, ideally in asset or wealth management.
* Familiarity with managing complaints in line with regulatory requirements, maintaining thorough and accurate records.
* Competent with Microsoft Office applications.
* Basic understanding of FCA regulations, including AML, and practical application within a firm setting.
* Highly organised with excellent attention to detail and accuracy.
* Able to manage multiple tasks concurrently, balancing recurring duties with one-off projects, while remaining adaptable under pressure.
* Strong written and verbal communication skills, coupled with sound administrative abilities.