A global financial institution is seeking a seasoned audit professional to lead regulatory compliance audits across its operations. This VP-level role offers high visibility, cross-functional collaboration, and the chance to shape audit strategy in a dynamic control environment.
Requirements:
1. Internal Audit leader that sits outside of BSA/AML or OFAC compliance
2. Strong knowledge in Alphabet Regulations (Reg W or Reg D highly desirable)
3. The ideal candidate is comfortable working with key internal stakeholders and presenting important findings
Nice to have:
4. Preferred experience with broker-dealer and investment bank operations
5. Strong familiarity with governance and reporting is highly desirable
6. CFA, CPA, or CIA
The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.
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