About the Job
Are you ready to take the lead on regulatory compliance at a global investment organisation? This is a high-profile, hands-on opportunity for a senior compliance leader to own the strategy, shape the frameworks, and deliver real impact. If youre looking for a role where you can get your teeth into complex challenges and influence outcomes at the highest level, this is it.
Ensure you read the information regarding this opportunity thoroughly before making an application.
The Client
Our client is a dynamic, purpose-driven financial institution operating across multiple international markets, including a strong presence in emerging economies. With a mission to enable sustainable growth and responsible investment, the organisation works on high-value, cross-border transactions in some of the world’s most exciting markets. As an FCA-regulated entity, it faces sophisticated compliance challenges requiring strategic leadership and operational excellence.
The Role
This role places you at the heart of compliance leadership, overseeing the full spectrum of regulatory obligations while enabling the business to grow globally. You will have direct exposure to senior executives and the Board, owning the organisation’s approach to regulatory and financial crime compliance across diverse jurisdictions. Key responsibilities include:
* Lead the compliance strategy end-to-end – define, implement, and evolve frameworks across multiple regions and emerging markets.
* Take ownership of SMF16 & SMF17 responsibilities – you must already hold these functions or demonstrate the capability and ambition to step up.
* Oversee AML, CTF, sanctions, anti-bribery, and financial crime controls with precision and authority.
* Manage a skilled compliance team, coaching and developing talent while driving a proactive compliance culture.
* Ensure the business meets its FCA and international obligations while enabling innovation and responsible growth.
* Deliver insightful MI reporting to the Board and senior leadership, influencing strategy at the highest level.
* Collaborate closely with investment, legal, risk, and operational teams on high-value, cross-border initiatives.
* Stay ahead of regulatory changes and emerging risks, ensuring the organisation’s frameworks evolve with the market.
About You
This role requires a strategic operator with the drive, curiosity, and courage to make an impact. You’ll be someone who thrives in fast-paced environments and wants to immerse yourself in the detail while shaping the bigger picture.
* Proven SMF16 & SMF17 experience (or demonstrable readiness to step up into these controlled functions).
* Extensive expertise in regulatory compliance within financial services, ideally across private equity, asset management, or investment banking.
* Strong international exposure with hands-on experience navigating regulatory frameworks in emerging markets.
* Deep knowledge of FCA requirements, UK Money Laundering Regulations 2017, JMLSG Guidance, and financial crime frameworks.
* Experience building, scaling, and leading compliance frameworks across multiple jurisdictions.
* Strong leadership and team management experience, empowering others while driving accountability.
* A hands-on, sleeves-rolled-up attitude – this role is perfect for someone who wants to get involved and make a visible impact.
* Exceptional communication, negotiation, and influencing skills at all levels.
What’s on Offer?
* A pivotal leadership role within a purpose-driven, globally operating financial institution.
* Competitive salary, bonus, and comprehensive benefits package.
* The opportunity to own SMF16 & SMF17 responsibilities and shape strategy at Board level.
* Hands-on exposure to complex, cross-border transactions and emerging markets.
* A collaborative, ambitious, and fast-paced environment designed to stretch and challenge you.
For more information contact Luke Masih (luke.masih@thesjp.co.uk)