We are working with a leading financial services firm to find an experienced Compliance Officer to join their team in Bristol. This critical role involves providing expert support on regulatory matters, ensuring compliance with FCA rules and enabling a strong compliance culture throughout the organisation.
Compliance Officer Responsibilities
Conduct internal audits to ensure compliance and best practice are met
Provide advice on FCA regulatory requirements to colleagues
Support business units with Consumer Duty requirements and regulatory interpretation
Identify, evaluate and monitor compliance risks
Review and approve financial promotions and client communications
Monitor regulatory landscape developments and adjust processes and procedures to ensure compliance requirements are met at all times
Deliver compliance training and act as point of contact for staff queries
Prepare monthly report information regarding Risk and Compliance for board meetings
What We're Looking For
Experience in compliance or risk within financial services
An understanding of FCA rules and regulations
Proven ability to work within and maintain compliance policies and procedures
Experience providing compliance advice to colleagues
Strong analytical skills to interpret complex regulatory requirements
Excellent communication and interpersonal skills
Proactive approach with strategic mindset and high ethical standards
Location & Working Hours
Based in Bristol with full time (37.5 hours per week) hybrid working arrangements.
4 days a week will also be considered.
Central Bristol office (no parking)
Why Join?
This is an excellent opportunity to join a respected financial services firm as a Compliance Officer where you can make a real impact on regulatory compliance and risk management. You'll work closely with your small team as well as senior management and have the opportunity to influence the culture towards compliance and risk within this regulatory environment.
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