New Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s syndicate. Reporting into the Head of Compliance, you will support on a wide range of day-to-day Compliance activities.
Key Responsibilities:
* Support regulatory reporting and ensure timely submissions.
* Draft and implement compliance policies, procedures, and controls.
* Manage sanctions referrals, marine cargo screenings, and monitor developments.
* Prepare compliance reports for committees and boards.
* Track and support the Combined Assurance Report for the Audit Committee.
* Support Consumer Duty compliance and risk management.
* Conduct horizon scanning for regulatory updates.
* Review complaints for compliance and identify risks.
* Perform KYC on third-party providers and outsourced services.
* Assist with regulatory assessments and Compliance Plan development.
* Deliver compliance inductions for new staff.
* Represent compliance in committee meetings.
* Monitor underwriter compliance.
* Provide committee secretariat support, including meeting prep and minutes.
Skills and Knowledge:
* Knowledge of regulatory standards (PRA/FCA/Lloyd’s).
* Experience in regulatory compliance, preferably within the Lloyd’s market.
* Knowledge in financial crime, licensing, and sanctions.
* Experience dealing with Marine lines of business.