Control Room Analyst
Location: London (Hybrid – 3 days in office)
Salary: Circa £60,000
We are seeking a Control Room Analyst to join a growing compliance function within a global financial services organisation. This is a key role for an individual with a strong understanding of compliance frameworks and regulatory risk, particularly around information barriers and conflict management.
Key Responsibilities:
* Monitor and maintain information barriers across the organisation to manage the flow of material non-public information (MNPI).
* Oversee and maintain the Watch List and Restricted List, supporting the management of regulatory and reputational risks.
* Review institutional research and manage potential conflicts of interest.
* Support the firm’s compliance with UK Takeover Code disclosure requirements.
* Contribute to policy reviews and regulatory change management initiatives.
* Participate in regional and global compliance projects and control room initiatives.
* Liaise regularly with front-office teams, legal, and other risk functions across multiple regions.
Key Requirements:
* Proven compliance or regulatory experience, ideally within a control room or a similar risk and control function.
* Solid understanding of investment banking and global markets products.
* Strong analytical and organisational skills with a high level of attention to detail.
* Effective under pressure, with the ability to manage multiple tasks in a fast-paced environment.
* Excellent communication and interpersonal skills.
* Collaborative mindset with experience engaging with cross-functional teams and stakeholders.
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