Job Description
About the Role
We are a fast-growing financial services network, expanding rapidly to support our increasing number of appointed firms and advisers. As a result of this growth, we are looking to recruit an additional Mortgage & Protection development manager with a keen interest in compliance to join our team in Basingstoke.This is an excellent opportunity for an experienced compliance professional to play a key role in a dynamic and forward-thinking organisation, with the chance to grow alongside the business.
Key Responsibilities
* Review mortgage & protection cases submitted by advisers where financial crime is suspected.
* Review complex mortgage & protection cases including but not limited to equity release, bridging loans and high value protection policies.
* Perform risk assessments for new and existing products and advisers.
* Interpret and present mortgage and protection compliance MI to key stakeholders, including directors, lenders & product providers, and the FCA.
* Support advisers to adhere to our Training and Competency scheme, including carrying out pre-Competent Adviser Status (pre-CAS) meetings with advisers.
* Investigate complaints, including by speaking to clients if required.
About You
* Previous experience in the mortgage and protection sector would be an advantage
* Ideally suited for a mortgage adviser looking to further their career in business development with a keen interest in compliance
* CeMAP or equivalent qualification
* Strong understanding of FCA regulation and compliance requirements
* Strong understanding of a mortgage and protection advice process.
* Excellent attention to detail and organisational skills
* Confident communicator, able to provide clear and practical guidance
* Proactive, professional, and comfortable working in a growing, fast-paced environment
* Must be confident and able to communicate effectively
Why Join Us?
* Be part of a fast-growing financial services network
* Opportunity to influence and develop compliance processes as the business scales
* Supportive, collaborative office-based team in Basingstoke
* Company eventsIf you are a compliance professional looking for your next step in a growing organisation where your contribution will make a real impact, we would love to hear from you.
Benefits:
* Company events
* Company pension
* On-site parking
* Private medical insurance
Pay: From £35,000.00 per year