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Job Description
The EMEA Compliance Surveillance team ("Surveillance") monitors and analyses the sales, trading and banking activities as well as undertaking the surveillance of electronic communications (e.g. e-mail, Bloomberg etc.) and telephone communications. Surveillance utilises and develops electronic tools and integrative techniques to detect potential and/or actual violations of the Firms policies and legal/regulatory requirements.
As an Associate within the Surveillance team, you will work in close partnership with various Compliance teams and groups across the Firm. If you are driven, proactive with a keen interest in financial markets and trading activities, you may be the perfect fit for our team. This role specifically will be part of the Communications Surveillance team.
Job responsibilities
* Review communications surveillance alerts on a daily basis across different asset classes
* Perform thorough review of communication content and research relevant information
* Engage with business aligned compliance teams, surveillance technology partners and other key stakeholders
* Carry out ad hoc reviews and searches
Required qualifications, capabilities, and skills
* Good knowledge of financial markets and products
* Strong analytical and risk assessment skills, strong attention to details
* Excellent investigative instincts and background/experience in reviewing communications
* You have the ability to effectively partner with key stakeholders and technology partners
* Additionally you possess:
o initiative and judgement;
o the ability to prioritise conflicting demands, be proactive, well-organised and work under pressure;
o skills to work with management and forge strong partnerships with colleagues;
o the ability to work independently and in teams and the readiness to share knowledge;
o strong oral and written communication skills;
Preferred qualifications, capabilities, and skills
* Degree or overseas equivalent would be desirable but not essential
* Non-English language skills preferred
About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the worlds most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants and employees religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that were setting our businesses, clients, customers and employees up for success.
Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firms needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
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