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Head of compliance and governance – financial services

Hays
Head of compliance
Posted: 8 January
Offer description

Your newpany
A Financial Servicespany based in the North Surrey/South London area is seeking a widely experiencedpliance andernance specialist at Exec level, who offers a mix of broad Business and strong FCA Regulatorypliance andernance experience. Hybrid working 2–3 days a week in the office, with some travel to their Bristol office required.

Your new role
The Head ofpliance andernance will lead the development, implementation, and oversight of the organisation’spliance, risk, andernance frameworks. This includes ensuringpliance with healthcare regulations, financial services obligations (where applicable), and ethical standards. The role is pivotal in safeguarding the organisation’s reputation, ensuring regulatory alignment, and fostering a culture of accountability and transparency.This is a hands-on position and sits at Exec level.
1. Regulatory FCA and PRApliance,
2. Operational/Businesspliance and ISO standards
3. Enterprise Risk Management
4. Healthcareernance
5. Ethics and Integrity
6. For full details please get in contact.


What you'll need to succeed
7. Proven experience in an Exec-levelpliance orernance role within financial services or a related FCA regulated environment, preferably in an SME environment where you have gained a broad mix of Business and Regulatorypliance andernance experience.
8. Experience managing audits, reporting to board /senior stakeholders.
9. Proven experience of managing an Information Security Management System (ISMS), including ISO 27001 certification.
10. Excellent stakeholder management skills, with the ability to build relationships across all levels of the organisation.
11. Strongmercial acumen, with the ability to balance risk oversight with business agility and growth priorities.


What you'll get in return
Hybrid working, with 2–3 days a week in the office in North Surrey/South London and 2 or 3 days working from home (some travel to the Bristol office will be required).
Salary c£100000-115000 neg – depending on experience, plus benefits
Great opportunity to set up apliance andernance function from scratch.

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