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Compliance officer

Preston (Lancashire)
Permanent
Simpson Judge
Compliance officer
Posted: 26 March
Offer description

Key Responsibilities

1. Acting as a central point of contact for regulatory and compliance matters
2. Managing and responding to regulatory issues and correspondence with the Solicitors Regulation Authority (SRA)
3. Overseeing and advising on compliance policies, procedures, and risk management frameworks
4. Handling and investigating client complaints and ensuring they are resolved in accordance with regulatory requirements
5. Monitoring compliance with SRA rules and other relevant legal and regulatory obligations
6. Supporting the development and delivery of compliance training across the firm
7. Assisting with audits, file reviews, and internal compliance monitoring

Requirements

8. Qualified solicitor with 1+ year PQE
9. Strong understanding of SRA regulations and legal practice compliance (or a strong interest in developing in this area)
10. Excellent organisational and analytical skills
11. Ability to handle sensitive matters with professionalism and discretion
12. Strong communication skills and the ability to work collaboratively with colleagues at all levels

What’s on Offer

13. Salary dependent on experience
14. The opportunity to lead and shape the firm’s compliance function
15. Supportive and collaborative working environment
16. Hybrid working available following a 3-month probationary period
17. Long-term career development within a growing firm

This role would suit a proactive solicitor looking to build a specialist career in legal compliance while playing a strategic role within a well-established and forward-thinking practice.

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